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January 22nd, 2002Jerry Everard’s Introduction to Vladimir Propp…
Vladimir Propp extended the Russian Formalist approach to
narratology (the study of narrative structure). Where, in
the Formalist approach, sentence structures had been broken
down into analysable elements - morphemes - Propp used this
method by analogy to analyse folk tales. By breaking down a
large number of Russian folk tales into their smallest
narrative units - narratemes - Propp was able to arrive at a
typology of narrative structures. By analysing types of
characters and kinds of action, Propp was able to arrive at
the conclusion that there were thirty-one generic narratemes
in the Russian folk tale. While not all are present, he
found that all the tales he analysed displayed the functions
in unvarying sequence.
Try applying these to Star Wars or episodes of X-Files or
Star Trek - it can be interesting to see how powerful are
the narrative structures of folk mythology, and how they are
continually reinserted into contemporary popular culture.
The functions he described were as follows:
After the initial situation is depicted, the tale takes the
following sequence:
- A member of a family leaves home (the hero is
introduced); - An interdiction is addressed to the hero (’don’t go
there’, ‘go to this place’); - The interdiction is violated (villain enters the tale);
- The villain makes an attempt at reconnaissance (either
villain tries to find the children/jewels etc; or intended
victim questions the villain); - The villain gains information about the victim;
- The villain attempts to deceive the victim to take
possession of victim or victim’s belongings (trickery;
villain disguised, tries to win confidence of victim); - Victim taken in by deception, unwittingly helping the
enemy; - Villain causes harm/injury to family member (by
abduction, theft of magical agent, spoiling crops, plunders
in other forms, causes a disappearance, expels someone,
casts spell on someone, substitutes child etc, commits
murder, imprisons/detains someone, threatens forced
marriage, provides nightly torments);Alternatively, a member of family lacks something or desires
something (magical potion etc); - Misfortune or lack is made known, (hero is dispatched,
hears call for help etc/ alternative is that victimised hero
is sent away, freed from imprisonment); - Seeker agrees to, or decides upon counter-action;
- Hero leaves home;
- Hero is tested, interrogated, attacked etc, preparing
the way for his/her receiving magical agent or helper
(donor); - Hero reacts to actions of future donor (withstands/fails
the test, frees captive, reconciles disputants, performs
service, uses adversary’s powers against them); - Hero acquires use of a magical agent (directly
transferred, located, purchased, prepared, spontaneously
appears, eaten/drunk, help offered by other characters); - Hero is transferred, delivered or led to whereabouts of
an object of the search; - Hero and villain join in direct combat;
- Hero is branded (wounded/marked, receives ring or
scarf); - Villain is defeated (killed in combat, defeated in
contest, killed while asleep, banished); - Initial misfortune or lack is resolved (object of search
distributed, spell broken, slain person revived, captive
freed); - Hero returns;
- Hero is pursued (pursuer tries to kill, eat, undermine
the hero); - Hero is rescued from pursuit (obstacles delay pursuer,
hero hides or is hidden, hero transforms unrecognisably,
hero saved from attempt on his/her life); - Hero unrecognised, arrives home or in another country;
- False hero presents unfounded claims;
- Difficult task proposed to the hero (trial by ordeal,
riddles, test of strength/endurance, other tasks); - Task is resolved;
- Hero is recognised (by mark, brand, or thing given to
him/her); - False hero or villain is exposed;
- Hero is given a new appearance (is made whole, handsome,
new garments etc); - Villain is punished;
- Hero marries and ascends the throne (is
rewarded/promoted).
Copyright Dr Jerry Everard, Australian National University
Email: ijerry@dingoblue.net.auURL: http://www.anu.edu.au/english/jems/welcome.html
For further information, look for:
Vladimir Propp Morphology of the Folktale
University of Texas Press: Austin and London (1968)
or Jerry Everard’s intro to Russian Formalism
[ http://www.anu.edu.au/english/jems/lb/Theorists/formalism.html ]






